At present we are looking forAM - Compliance Review for Life Insurance Company, Mumbai with the following skills:Organizational RelationshipsReports to Direct - Manager Compliance ReviewJob DimensionsGeographic Area Covered -Pan IndiaStakeholders: InternalLocal management teamAll DepartmentsRegional Compliance teamInternal AuditorsExternal External auditorsKey Result AreasReviewsBased on the assessment plan, develop detailed review strategy Conduct review of risks (including regulatory risks) and controls in various functions Report exceptions to the stakeholders and obtain agreementBuild controls jointly with stakeholders, wherever need for strengthening is feltReview Control Weaknesses and Monitor Implementation of Recommendation Maintain log of issues identified by Internal Audit, regulators and Compliance (including self). Follow through with the Zonal compliance teams to ensure implementation of various observations. Monitor and partner in implementation Report slippagesLiaise with Internal Audit and Regulators Act as coordinator and assist IAD and external auditors during reviewsTraining Train functional teams on risk based methodologies.Training New joinees on various aspects of Compliance regulations, code of conduct and Anti money laundering.If your skills and experience match the requirement, please forward your updated profile with details of salary drawn and expected. It would give us immense pleasure to help you in your career aspirations. Please forward this mail to all your friends and colleagues who might be interested in exploring better job options.




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